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Tuesday
07:00pm - 08:00pm EDT - September 21, 2021 | Room: Bluethorn 7-9
Track: Case Studies
Level: Intermediate


Objectives:
  • Design a compliance structure in a government agency where there is no board of directors
  • Implement strategies to mature the compliance framework
  • Apply safety science theory to improve understanding of noncompliance and increase accountability
Wednesday
10:00am - 11:00am EDT - September 22, 2021
Track: General Compliance/Hot Topics
Level: Basic


Objectives:
  • Understand the key elements of effective policy management that determine the success thereof
  • Learn about techniques to develop, evaluate, manage, and improve your policies and review process
  • Apply strategies to promote cross-functional collaboration, engage leaders, and ensure compliance
Wednesday
Level: Basic


Objectives:
  • They’re back! Following on our previous hugely popular program, we’ll return with a comprehensive look at some of the main issues affecting compliance globally. We’ll contrast and compare between the main theatres of operation-the Americas, EMEA and
  • Top-rated speakers discuss a wide range of issues including bribery and corruption, GDPR and data privacy, cyber threats, workforce compliance issues (like modern slavery and immigration), and whether ‘legal’ is ever enough
  • Common threads running across borders will help you manage your global operations effectively whilst staying sensitive to local cultures
Wednesday
Level: Intermediate


Objectives:
  • Review our process and challenges of developing global guidelines covering 68 countries
  • Discuss getting buy-in from global, regional, and country stakeholders and subsequent deployment
  • Share the challenges faced, lessons learned, regional differences, and what's next
Wednesday
11:00am - 12:30pm EDT - September 22, 2021 | Room: Bristlecone 1-2
Track: General Compliance/Hot Topics
Level: Intermediate


Objectives:
  • Learn the steps to developing a new champions network at your company
  • Review the key ideas and actions to implement when growing an existing champions network
  • Understand how a champions network can help to increase compliance awareness and effectiveness
Wednesday
11:00am - 12:30pm EDT - September 22, 2021 | Room: Bristlecone 3-4
Track: Compliance Lawyer
Level: Intermediate


Objectives:
  • Understanding the basics of M&A and how to prepare for the compliance due diligence process
  • Outlining strategy and tactics for mitigating transaction-related compliance and ethics risks
  • Integrating compliance and ethics after the deal closes and addressing post-closing risks
Wednesday
Level: Advanced


Objectives:
  • Learn the US DOJ Antitrust Division's expectations of an effective antitrust compliance program
  • Identify, classify, and mitigate the greatest antitrust risk areas
  • Master strategies for managing specific antitrust risks in an efficient and cost-effective way
Wednesday
Level: Intermediate


Objectives:
  • Discuss how diversity, equity, and inclusion present themselves, how they impact the workplace, how to address the legal risk areas, and aid in developing a pathway forward
  • Provide guidance on litigation trends related to the pandemic, including the wave of legal claims employers can expect, how to minimize their potential liability, and best practices for legal proceedings as they continue to take place in a virtual world
  • Navigate through challenges employers have faced with local laws that may apply to their operations in a new telework environment as well as legislative changes that occurred before the pandemic and those likely to take affect under a new administration
Wednesday
Level: Advanced


Objectives:
  • Understanding SECs expectations from internal investigations
  • Avoiding common pitfalls with whistleblowers
  • Interacting with SEC during parallel investigations
Wednesday
Level: Intermediate


Objectives:
  • What has been the US Sentencing Commission's role in compliance standards over 30 years?
  • What can we learn about compliance from organizational sentencing data and the guidelines influence?
  • What might the future of the USSC's role in compliance and ethics look like?