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Wednesday
02:30pm - 03:30pm EDT - September 22, 2021
Track: Case Studies
Level: Intermediate


Objectives:
  • Learn how Wirecard, a listed company, went from 24 billion euros to total collapse in three days after disclosure that 1.9 billion euros did not exist
  • Understand how 250 employees plus the entire senior management team are implicated in the fraud that has come to exemplify the hostage-taking of the western banking system by Russian kleptocrats and other illicit activity
  • Acquire skills to prevent and detect ethical and legal failures in MNEs by delving into this live case-study and ongoing debacle
Wednesday
Level: Intermediate


Objectives:
  • Leverage our proprietary data and analysis to see how others measure program effectiveness
  • Gain insight into how companies are adapting their programs for the new EU Whistleblower Directive
  • Learn ways to respond to increased regulation around ethics and compliance programs
Wednesday
02:30pm - 03:30pm EDT - September 22, 2021
Track: General Compliance/Hot Topics
Level: Intermediate


Objectives:
  • How can companies leverage the formal and informal parts of compliance and ethics programs to drive change and compliance throughout their multinational organizations? Lessons learned from in-house and external counsel involved in large FCPA resolutions
  • How are cultural differences and approaches reflected in guidance from enforcement authorities and what does this mean for companies facing or potentially facing enforcement action in multiple jurisdictions?
  • US and European approaches to ethics and compliance often differ in key ways. How can multinational companies take into account these differences in their global compliance programs?
Wednesday
Level: Intermediate


Objectives:
  • Understand the arguments put forth by some that such a distinction can and does exist
  • Learn why such arguments are not credible, even dangerously unjustifiable
  • Identify practical implications resulting from this diagnosis for compliance and ethics professionals
Wednesday
03:45pm - 04:45pm EDT - September 22, 2021
Track: Compliance Risks
Level: Intermediate


Objectives:
  • Navigate, prioritize, and/or properly communicate the growing, complex risk landscape and gain organizational-wide visibility
  • List the risk impact of specific recent and upcoming U.S.-based and global compliance regulations, such as CPRA (CCPA), GDPR, E.U. Whistleblower Act, and/or Germany’s Act to Combat Corporate Crimes
  • Tips for data integration to fulfill DOJ and COSO guidance
Wednesday
03:45pm - 04:45pm EDT - September 22, 2021
Track: International/Multi-National
Level: Intermediate


Objectives:
  • Understand the causes and symptoms of corruption in LATAM and how COVID-19 impacted it
  • Get a prescription to minimize the spread of corruption within your network of third parties
  • How to keep employees safe against corruption virus via effective communication and ongoing training
Wednesday
Level: Basic


Objectives:
  • Understand how your compliance team needs to prepare for the sweeping requirements of the law
  • Differentiate between the law's specific definition of human rights and traditional understandings
  • List concrete steps that need to happen to manage the new risks arising from non-compliance
Wednesday
Level: Intermediate


Objectives:
  • Develop an understanding of the crucial elements of the Department of Defense’s Cybersecurity Maturity Model Certification (CMMC) and NIST SP 800-171 DoD Assessment Methodology as well as best practices to assess your compliance level and cyber weakness
  • Explore compliance procedures and implementation practices, and learn the difference between compliance and true security; develop tactics to leverage compliance requirements to change employee behavior and improve security
  • Learn the impact of non-compliance on businesses, including potential False Claims Act liability
Wednesday
Level: Intermediate


Objectives:
  • Summarize strategies for structuring anti-corruption reviews for acquisitions and divestments
  • Review key issues that often arise during due diligence for acquisitions and divestments
  • Share approaches for effective integration of new companies or assets per DOJ and SEC guidance
Wednesday
06:15pm - 07:15pm EDT - September 22, 2021
Track: Privacy & Data Security
Level: Basic


Objectives:
  • Challenges of establishing AI compliance and governance
  • Interrelationship between privacy, data governance, and AI
  • Leveraging lessons learned and best practices, cross-domain, to leapfrog an AI compliance program