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Wednesday
Level: Intermediate


Objectives:
  • Cross-border investigations often add a layer of complexity beyond the issues seen in domestic work
  • Dos and Donts when conducting a cross-border internal investigation
  • In this session we will discuss how to better handle multijurisdictional internal investigations, especially in times of a growing number of cross boarder government investigations and enforcement
Wednesday
Level: Intermediate


Objectives:
  • Leaders and managers play a key role in building and sustaining a culture of compliance
  • Learn why leaders are so key and practical strategies for how to engage leaders in compliance
  • Practical tips for how to engage leaders, leverage their voices, and use incentives
Wednesday
Level: Basic


Objectives:
  • Become empowered to train and communicate more effectively, and save money by doing more in-house
  • Understand why your audience and objectives demand a more entrepreneurial approach to C&E training
  • Discover how eight mindsets-not technology, big budgets, or special skills-are key to DIY training
Wednesday
12:30pm - 01:30pm EDT - September 22, 2021
Track: International/Multi-National
Level: Advanced


Objectives:
  • Key success factors: Assembling the team, data capture, crisis communication, and reporting
  • Comprehensive analysis of investigation process: Counsel, compliance officer, and forensic insights
  • Practical examples and mini case studies: Using external vs. internal team
Wednesday
12:30pm - 01:30pm EDT - September 22, 2021
Track: Privacy & Data Security
Level: Advanced


Objectives:
  • Should your CCO have an employment contract
  • Include these key points to ensure the CCO's independence and empowerment
  • Should others in compliance have this protection?
Wednesday
01:00pm - 02:30pm EDT - September 22, 2021 | Room: Bristlecone 1-2
Track: General Compliance/Hot Topics

Level: Intermediate



Objectives:
  • Understand how strategy and enterprise risk management impact compliance program effectiveness
  • Learn how to leverage the Three Lines of Defense model to bolster compliance with less effort
  • Move beyond the federal sentencing guidelines to broaden organizational design thinking
Wednesday

Level: Intermediate



Objectives:
  • Internal controls (ICs) are not as scary or technical as you may think. You are likely using them in your institutional compliance program already. We will uncover the true definition and intent of ICs so they are easier to understand, design, and apply
  • We will discuss and share examples of how to balance different types of internal controls-including compliance activities you may not have considered to be controls, such as technology, procedures, and training-to build a strong compliance structure
  • We will review how you can use commonly available tools and reference guides, such as the federal "Green Book," the HCCA-OIG Resource Guide, and the new ERM Compliance Guidance from COSO to establish an effective controls-based compliance program
Wednesday
01:00pm - 02:30pm EDT - September 22, 2021 | Room: Bristlecone 7-8
Track: Privacy & Data Security

Level: Advanced



Objectives:
  • Using the NIST Privacy Framework and tying in regulatory obligations such as GLBA, GDPR, CCPA, etc.
  • Considerations for data governance when using privacy by design
  • Considerations to address fair information practices (transparency, notice, retention, access, etc.)
Wednesday
01:00pm - 02:30pm EDT - September 22, 2021 | Room: Bristlecone 9-10
Track: General Compliance/Hot Topics

Level: Intermediate



Objectives:
  • Learn the latest research on engagement and retention and how to apply it to YOUR program
  • Get practical tips for creating effective, entertaining, and memorable training
  • Good training produces measurable results. Learn how to prove effectiveness in accordance with DOJ
Wednesday
01:00pm - 02:30pm EDT - September 22, 2021 | Room: Bluethorn 7-9
Track: General Compliance/Hot Topics

Level: Intermediate



Objectives:
  • Benefits of assessment are well documented, but many organizations never bother or don’t know where to start. Learn about what typically goes into these initiatives
  • Consider IEEEs decision to boldly dive into a program assessment in 2020, one of the most challenging years in modern history
  • Hear how IEEE evaluated its compliance risk management universe then crafted and began executing on various improvement plans resulting from its 2020 assessment